Energy efficient and low complexity techniques for the next generation millimeter wave hybrid MIMO systems

The fifth generation (and beyond) wireless communication systems require increased capacity, high data rates, improved coverage and reduced energy consumption. This can be potentially provided by unused available spectrum such as the Millimeter Wave (MmWave) frequency spectrum above 30 GHz. The high bandwidths for mmWave communication compared to sub-6 GHz microwave frequency bands must be traded off against increased path loss, which can be compensated using large-scale antenna arrays such as the Multiple-Input Multiple- Output (MIMO) systems. The analog/digital Hybrid Beamforming (HBF) architectures for mmWave MIMO systems reduce the hardware complexity and power consumption using fewer Radio Frequency (RF) chains and support multi-stream communication with high Spectral Efficiency (SE). Such systems can also be optimized to achieve high Energy Efficiency (EE) gains with low complexity but this has not been widely studied in the literature. This PhD project focussed on designing energy efficient and low complexity communication techniques for next generation mmWave hybrid MIMO systems. Firstly, a novel architecture with a framework that dynamically activates the optimal number of RF chains was designed. Fractional programming was used to solve an EE maximization problem and the Dinkelbach Method (DM) based framework was exploited to optimize the number of active RF chains and the data streams. The DM is an iterative and parametric algorithm where a sequence of easier problems converge to the global solution. The HBF matrices were designed using a codebook-based fast approximation solution called gradient pursuit which was introduced as a cost-effective and fast approximation algorithm. This work maximizes EE by exploiting the structure of RF chains with full resolution sampling unlike existing baseline approaches that use fixed RF chains and aim only for high SE. Secondly, an efficient sparse mmWave channel estimation algorithm was developed with low resolution Analog-to-Digital Converters (ADCs) at the receiver. The sparsity of the mmWave channel was exploited and the estimation problem was tackled using compressed sensing through the Stein's unbiased risk estimate based parametric denoiser. The Expectation-maximization density estimation was used to avoid the need to specify the channel statistics. Furthermore, an energy efficient mmWave hybrid MIMO system was developed with Digital-to- Analog Converters (DACs) at the transmitter where the best subset of the active RF chains and the DAC resolution were selected. A novel technique based on the DM and subset selection optimization was implemented for EE maximization. This work exploits the low resolution sampling at the converting units and provides more efficient solutions in terms of EE and channel estimation than existing baselines in the literature. Thirdly, the DAC and ADC bit resolutions and the HBF matrices were jointly optimized for EE maximization. The flexibility in choosing the bit resolution for each DAC and ADC was considered and they were optimized on a frame-by-frame basis unlike the existing approaches, based on the fixed resolution sampling. A novel decomposition of the HBF matrices to three parts was introduced to represent the analog beamformer matrix, the DAC/ADC bit resolution matrix and the baseband beamformer matrix. The alternating direction method of multipliers was used to solve this matrix factorization problem as it has been successfully applied to other non-convex matrix factorization problems in the literature. This work considers EE maximization with low resolution sampling at both the DACs and the ADCs simultaneously, and jointly optimizes the HBF and DAC/ADC bit resolution matrices, unlike the existing baselines that use fixed bit resolution or otherwise optimize either DAC/ADC bit resolution or HBF matrices

Energy Efficiency Maximization in Millimeter Wave Hybrid MIMO Systems for 5G and Beyond

At millimeter wave (mmWave) frequencies, the higher cost and power consumption of hardware components in multiple-input multiple output (MIMO) systems do not allow beamforming entirely at the baseband with a separate radio frequency (RF) chain for each antenna. In such scenarios, to enable spatial multiplexing, hybrid beamforming, which uses phase shifters to connect a fewer number of RF chains to a large number of antennas is a cost effective and energy-saving alternative. This paper describes our research on fully adaptive transceivers that adapt their behaviour on a frame-by-frame basis, so that a mmWave hybrid MIMO system always operates in the most energy efficient manner. Exhaustive search based brute force approach is computationally intensive, so we study fractional programming as a low-cost alternative to solve the problem which maximizes energy efficiency. The performance results indicate that the resulting mmWave hybrid MIMO transceiver achieves significantly improved energy efficiency results compared to the baseline cases involving analogue-only or digital-only signal processing solutions, and shows performance trade-offs with the brute force approach.Comment: 2020 IEEE International Conference on Communications and Networking (ComNet

Hierarchical Multi-Agent Optimization for Resource Allocation in Cloud Computing

In cloud computing, an important concern is to allocate the available resources of service nodes to the requested tasks on demand and to make the objective function optimum, i.e., maximizing resource utilization, payoffs and available bandwidth. This paper proposes a hierarchical multi-agent optimization (HMAO) algorithm in order to maximize the resource utilization and make the bandwidth cost minimum for cloud computing. The proposed HMAO algorithm is a combination of the genetic algorithm (GA) and the multi-agent optimization (MAO) algorithm. With maximizing the resource utilization, an improved GA is implemented to find a set of service nodes that are used to deploy the requested tasks. A decentralized-based MAO algorithm is presented to minimize the bandwidth cost. We study the effect of key parameters of the HMAO algorithm by the Taguchi method and evaluate the performance results. When compared with genetic algorithm (GA) and fast elitist non-dominated sorting genetic (NSGA-II) algorithm, the simulation results demonstrate that the HMAO algorithm is more effective than the existing solutions to solve the problem of resource allocation with a large number of the requested tasks. Furthermore, we provide the performance comparison of the HMAO algorithm with the first-fit greedy approach in on-line resource allocation

Radio frequency-chain selection for energy and spectral efficiency maximization in hybrid beamforming under hardware imperfections

The next-generation wireless communications require reduced energy consumption, increased data rates and better signal coverage. The millimetre-wave frequency spectrum above 30 GHz can help fulfil the performance requirements of the next-generation mobile broadband systems. Multiple-input multiple-output technology can provide performance gains to help mitigate the increased path loss experienced at millimetre-wave frequencies compared with microwave bands. Emerging hybrid beamforming architectures can reduce the energy consumption and hardware complexity with the use of fewer radio-frequency (RF) chains. Energy efficiency is identified as a key fifth-generation metric and will have a major impact on the hybrid beamforming system design. In terms of transceiver power consumption, deactivating parts of the beamformer structure to reduce power typically leads to significant loss of spectral efficiency. Our aim is to achieve the highest energy efficiency for the millimetre-wave communications system while mitigating the resulting loss in spectral efficiency. To achieve this, we propose an optimal selection framework which activates specific RF chains that amplify the digitally beamformed signals with the analogue beamforming network. Practical precoding is considered by including the effects of user interference, noise and hardware impairments in the system modelling

Performance Analysis of NOMA Multicast Systems Based on Rateless Codes with Delay Constraints

To achieve an efficient and reliable data transmission in time-varying conditions, a novel non-orthogonal multiple access (NOMA) transmission scheme based on rateless codes (NOMA-RC) is proposed in the multicast system in this paper. Using rateless codes at the packet level, the system can generate enough encoded data packets according to users’ requirements to cope with adverse environments. The performance of the NOMA-RC multicast system with delay constraints is analyzed over Rayleigh fading channels. The closed-form expressions for the frame error ratio and the average transmission time are derived for two cases which are a broadcast communication scenario (Scenario 1) and a relay communication scenario (Scenario 2). Under the condition that the quality of service for the edge user is satisfied, an optimization model of power allocation is established to maximize the sum rate. Simulation results show that Scenario 2 can provide better block error ratio performance and exhibit less transmission time than Scenario 1. When compared with orthogonal multiple access (OMA) with rateless codes system, the proposed system can save on the transmission time and improve the system throughput

Energy Efficient ADC Bit Allocation and Hybrid Combining for Millimeter Wave MIMO Systems

Low resolution analog-to-digital converters (ADCs) can be employed to improve the energy efficiency (EE) of a wireless receiver since the power consumption of each ADC is exponentially related to its sampling resolution and the hardware complexity. In this paper, we aim to jointly optimize the sampling resolution, i.e., the number of ADC bits, and analog/digital hybrid combiner matrices which provides highly energy efficient solutions for millimeter wave multiple-input multiple output systems. A novel decomposition of the hybrid combiner to three parts is introduced: the analog combiner matrix, the bit resolution matrix and the baseband combiner matrix. The unknown matrices are computed as the solution to a matrix factorization problem where the optimal, fully digital combiner is approximated by the product of these matrices. An efficient solution based on the alternating direction method of multipliers is proposed to solve this problem. The simulation results show that the proposed solution achieves high EE performance when compared with existing benchmark techniques that use fixed ADC resolutions

Timely Data Collection for UAV-based IoT networks: A Deep Reinforcement Learning Approach

In some real-time Internet of Things (IoT) applications, the timeliness of sensor data is very important for the performance of a system. How to collect the data of sensor nodes is a problem to be solved for an unmanned aerial vehicle (UAV) in a specified area, where different nodes have different timeliness priorities. To efficiently collect the data, a guided search deep reinforcement learning (GSDRL) algorithm is presented to help the UAV with different initial positions to independently complete the task of data collection and forwarding. First, the data collection process is modeled as a sequential decision problem for minimizing the average age of information or maximizing the number of collected nodes according to specific environment. Then, the data collection strategy is optimized by the GSDRL algorithm. After training the network using the GSDRL algorithm, the UAV has the ability to perform autonomous navigation and decision-making to complete the complexity task more efficiently and rapidly. Simulation experiments show that the GSDRL algorithm has strong adaptability to adverse environments, and obtains a good strategy for the UAV data collection and forwarding

Joint Bit Allocation and Hybrid Beamforming Optimization for Energy Efficient Millimeter Wave MIMO Systems

In this paper, we aim to design highly energy efficient end-to-end communication for millimeter wave multiple-input multiple-output systems. This is done by jointly optimizing the digital-to-analog converter (DAC)/analog-to-digital converter (ADC) bit resolutions and hybrid beamforming matrices. The novel decomposition of the hybrid precoder and the hybrid combiner to three parts is introduced at the transmitter (TX) and the receiver (RX), respectively, representing the analog precoder/combiner matrix, the DAC/ADC bit resolution matrix and the baseband precoder/combiner matrix. The unknown matrices are computed as a solution to the matrix factorization problem where the optimal fully digital precoder or combiner is approximated by the product of these matrices. A novel and efficient solution based on the alternating direction method of multipliers is proposed to solve these problems at both the TX and the RX. The simulation results show that the proposed solution, where the DAC/ADC bit allocation is dynamic during operation, achieves higher energy efficiency when compared with existing benchmark techniques that use fixed DAC/ADC bit resolutions.Comment: arXiv admin note: text overlap with arXiv:1909.1217